What is Nuclear Deterrence?

Politics — James William Steven Parker

Nuclear deterrence is the use of nuclear capabilities and associated policies to discourage an adversary from initiating an attack by creating the expectation of unacceptable consequences. It is a specialised form of deterrence based on the destructive power, survivability and retaliatory potential of nuclear weapons. The UN glossary defines nuclear deterrence as the threat of using nuclear weapons to dissuade armed attack, usually nuclear attack, and identifies second strike capability as central to some nuclear deterrence doctrines.

The basic logic is that if a state can survive an adversary's first strike and retain enough nuclear capability to retaliate, the adversary may conclude that initiating nuclear war would produce catastrophic consequences. Nuclear deterrence therefore depends less on the desire to use nuclear weapons than on the credibility of the threat that they could be used under specified circumstances.

A central concept in nuclear deterrence is the second strike. A second strike is a retaliatory nuclear capability that remains available after absorbing an enemy attack. Its purpose is to prevent an adversary from believing that a first strike could eliminate the defender's ability to respond. Survivable forces can include ballistic missile submarines, mobile missile systems, hardened facilities and dispersed command structures, although the precise force composition differs among nuclear armed states.

The theoretical importance of survivability is that deterrence becomes more credible when the adversary cannot reasonably expect to destroy the retaliatory force in one attack. NATO related research describes second strike capability as particularly important to nuclear deterrence because the adversary must believe that retaliation remains possible even after suffering a first strike.

Nuclear deterrence can involve countervalue and counterforce concepts. Countervalue targeting focuses on the ability to threaten an adversary's population, economic resources or other societal assets, whereas counterforce concepts focus more heavily on military forces and nuclear capabilities. The distinction concerns what a nuclear force is designed or believed to threaten rather than the physical characteristics of the weapon itself.

The UN glossary describes massive retaliation and minimum deterrence as different nuclear doctrines and identifies minimum deterrence with maintaining a minimum second strike capability sufficient to inflict unacceptable damage after a nuclear attack. These doctrines illustrate that nuclear deterrence does not have one universally identical force structure. Different states can pursue different concepts concerning force size, readiness, targeting, survivability and declaratory policy.

Nuclear deterrence also includes extended deterrence, under which one nuclear armed state extends a security commitment to allies that do not possess equivalent nuclear forces. The strategic challenge is credibility because an adversary may question whether the protecting state would actually risk nuclear escalation to defend an ally. Alliance arrangements can therefore combine conventional forces, nuclear capabilities, political commitments and consultation mechanisms.

NATO describes nuclear weapons as a core component of its overall deterrence and defence capabilities and states that the credibility of its nuclear forces is central to maintaining deterrence. NATO also states that its nuclear posture exists alongside conventional and missile defence capabilities and complementary space and cyber capabilities. This demonstrates that nuclear deterrence is normally embedded within a wider defence posture rather than operating as an isolated instrument.

Nuclear deterrence developed primarily during the Cold War as the United States and Soviet Union accumulated nuclear arsenals capable of destroying each other's societies. The concept of mutual assured destruction, commonly abbreviated MAD, emerged from the recognition that both sides could maintain sufficient retaliatory forces to make a large scale nuclear exchange catastrophic for both. The UN glossary associates MAD with massive retaliation and the requirement for second strike capability in a nuclear standoff.

Nuclear deterrence theory subsequently developed concepts involving survivability, launch procedures, command and control, escalation, crisis stability, arms racing and strategic communication. These concepts remain relevant because deterrence depends not only on weapons but also on the organisational systems that control them and the beliefs of the states involved.

Nuclear deterrence has unusually high risks because nuclear weapons can produce catastrophic effects and because miscalculation, technical failure or misunderstanding could have consequences far beyond ordinary military operations. Credible deterrence therefore requires secure command and control, reliable communications, safeguards against unauthorised use and procedures for managing crises. Nuclear armed states have developed different doctrines concerning alert status, launch authority, retaliation and escalation.

Strategic stability is concerned partly with whether both sides believe they can maintain survivable forces without feeling pressure to use them quickly during a crisis. Arms control and confidence building measures can seek to reduce some of these risks by increasing transparency, limiting destabilising systems or establishing communication arrangements. The relationship between deterrence and risk reduction is therefore complex rather than simply contradictory.

Nuclear deterrence is distinct from nuclear disarmament and non proliferation. Deterrence concerns using nuclear capabilities as part of a strategy intended to prevent attack. Disarmament concerns reducing or eliminating weapons, while non proliferation concerns preventing the spread of nuclear weapons to additional states or actors. The Nuclear Non Proliferation Treaty seeks to prevent the spread of nuclear weapons, promote peaceful uses of nuclear energy and further nuclear disarmament.

A state can therefore support non proliferation or arms control while maintaining a nuclear deterrent, depending on its legal commitments and strategic doctrine. NATO explicitly states that it is committed to arms control, disarmament and non proliferation while also maintaining that nuclear weapons remain part of its deterrence posture while such weapons exist.

Nuclear deterrence is ultimately a theory of preventing nuclear or other major attacks by maintaining a credible capability to retaliate and by convincing adversaries that initiating conflict would carry unacceptable consequences. It does not mean that nuclear weapons are intended to be used routinely, and a deterrence posture can be designed precisely to prevent their use. Its credibility depends on survivability, command and control, communication, political commitments, force structure and adversary perceptions.

The concept remains controversial because the same capabilities intended to prevent war can also create catastrophic risks if deterrence fails. This is why nuclear strategy is closely connected with arms control, non proliferation, crisis communication, risk reduction and strategic stability. The central distinction is between possessing a capability as part of a deterrence strategy and actually using that capability; nuclear deterrence seeks to make the latter unnecessary by influencing the decisions of potential adversaries.