What is Constitutional Interpretation?

Politics — James William Steven Parker

Constitutional interpretation is the process of determining the meaning, scope, application and legal consequences of constitutional provisions, principles, structures and concepts. It is necessary because constitutions establish fundamental rules at a relatively high level of generality and cannot expressly anticipate every factual, technological, institutional or political circumstance that may arise later. Interpretation therefore connects constitutional language and principles with concrete disputes and governmental actions.

It can involve determining what a constitutional provision requires, permits or prohibits, identifying which institution possesses a particular power, deciding whether legislation or executive action is constitutionally valid, and explaining how constitutional rights apply to particular circumstances. Constitutional interpretation is distinct from ordinary statutory interpretation because constitutional provisions normally occupy a foundational position within the legal order and can regulate the institutions that create and enforce ordinary law. The US Constitution Annotated explains that constitutional adjudication necessarily requires courts to ascertain constitutional meaning when deciding whether governmental action is valid.

Constitutional interpretation operates through different methods and theories, and no single method is universally used across all constitutional systems. Textual interpretation concentrates on the words actually adopted, including their ordinary or legal meaning and their grammatical and contextual relationships. Originalist approaches generally give substantial weight to the meaning a constitutional provision had when adopted, although originalism itself contains different approaches concerning public meaning, historical practice and original intentions.

Purposive interpretation asks what objective or function a provision was designed to achieve. Structural interpretation derives meaning from the constitutional structure as a whole, including relationships among institutions and distributions of authority. Precedential interpretation considers previous judicial decisions. Historical interpretation examines historical materials and constitutional development. Consequential approaches may consider practical effects, while evolutionary or living constitutional approaches may treat constitutional meaning as capable of application to changing social and technological circumstances. Textualism, for example, emphasises the text and its contextual meaning rather than treating the private intentions of drafters as controlling.

Interpretation becomes especially important because constitutional language frequently uses concepts rather than exhaustive technical instructions. Expressions such as due process, equality, liberty, unreasonable searches, freedom of expression, judicial independence, legislative power and executive authority can require application to circumstances that were not specifically contemplated when the constitutional provision was adopted. A constitution that attempted to specify every future application would become extraordinarily detailed and could still fail to anticipate technological and institutional change.

Constitutional interpretation therefore involves identifying the legal meaning of an authoritative constitutional provision and determining how that meaning governs the particular issue before the institution making the decision. In systems with strong judicial review, courts may interpret constitutional provisions when deciding whether legislation or executive action is compatible with the constitution. In other systems, constitutional interpretation may also be performed by legislatures, executives, constitutional courts, ordinary courts, constitutional commissions and political institutions. The institutional location of interpretation consequently varies between constitutional systems.

Constitutional interpretation is closely connected to judicial review, but the two concepts are not identical. Interpretation concerns determining constitutional meaning, whereas judicial review concerns the authority and procedure through which a court examines governmental action for legal compatibility with a higher legal standard. A court may interpret a constitutional provision without invalidating legislation, because interpretation can establish the meaning of a right, institutional power or procedural requirement in a dispute where no invalidation is necessary.

Conversely, judicial review normally requires interpretation because a reviewing court must identify the constitutional rule before determining whether challenged governmental conduct conforms to it. Constitutional interpretation can therefore have prospective effects by establishing legal standards for future cases, as well as immediate effects on the parties before the court. In jurisdictions with constitutional supremacy, an interpretation can also determine whether legislation remains legally operative, must be interpreted narrowly, or cannot be enforced because it conflicts with constitutional requirements.

Constitutional interpretation also involves a fundamental institutional question concerning who has authority to give an authoritative constitutional meaning. In some systems, a supreme or constitutional court has the final judicial word on constitutional questions, although other institutions may participate in constitutional interpretation. In parliamentary constitutional systems, legislatures may have substantial responsibility for determining constitutional meaning through legislation and political practice, while courts may interpret statutes and constitutional principles within their jurisdiction.

The United Kingdom illustrates why interpretation cannot always be reduced to interpreting one constitutional document: its constitutional arrangements arise from legislation, common law, constitutional conventions, institutional practices and other sources. Courts therefore interpret constitutional principles and statutory provisions within a broader constitutional order. The allocation of interpretive authority can itself become constitutionally significant because competing institutions may disagree about whether a particular question is primarily legal, political, parliamentary or constitutional. Constitutional interpretation is consequently both a legal activity and part of the institutional operation of constitutional government.

Constitutional interpretation can change the practical operation of constitutional rules without formally changing their wording. A court interpreting a provision can determine which conduct falls within its protection, which governmental institution may exercise a power, what procedural safeguards must accompany that power, or how competing constitutional principles should be reconciled. This does not necessarily mean that judges are formally amending the constitution. Interpretation and amendment are ordinarily distinct processes.

Amendment changes the constitutional text or formally recognised constitutional rules through the procedures prescribed by the constitutional system, whereas interpretation determines the legal meaning or application of existing constitutional material. The boundary can nevertheless become contested when an interpretation substantially changes how an old provision operates in contemporary circumstances. This is one reason constitutional interpretation is connected to debates about judicial discretion, democratic legitimacy, original meaning, constitutional evolution and the proper role of courts. Different constitutional traditions therefore disagree about how much interpretive development is legitimate while generally accepting that some interpretation is unavoidable.

Constitutional interpretation is also affected by constitutional hierarchy and by relationships between legal sources. A constitutional provision may need to be interpreted alongside other constitutional provisions rather than in isolation. Courts may therefore seek coherence between rights, institutional powers, federal or devolved arrangements, amendment provisions, emergency powers and procedural requirements. Historical constitutional practice can be relevant because repeated institutional conduct may clarify how ambiguous provisions have been understood, although the legal status of historical practice varies between jurisdictions.

Judicial precedent can also constrain later interpretation by requiring courts to consider earlier authoritative decisions. Where constitutional provisions conflict or appear to pull in different directions, interpretation may involve identifying whether one rule is more specific, whether one provision limits another, whether the provisions should be read harmoniously, or whether the constitutional system provides a mechanism for resolving the conflict. The resulting interpretation can influence legislation, administration, judicial decisions, individual rights and the distribution of governmental authority.

The principal difficulty in constitutional interpretation is that reasonable legal systems must combine stability with adaptability. Excessive emphasis on historical meaning can make constitutional rules difficult to apply to circumstances radically different from those existing at adoption, while excessive emphasis on contemporary values can raise concerns that interpreters are effectively changing constitutional rules without using the formal amendment process. Constitutional interpretation therefore involves recurring questions about text, history, precedent, institutional structure, purpose, rights, democratic authority and legal continuity.

It should also be distinguished from political advocacy: an interpretation is a legal proposition about the meaning or application of constitutional rules, whereas a political argument may advocate what the constitution ought to contain. The practical importance of interpretation is that constitutional government depends not merely on possessing constitutional texts or principles but on applying them consistently to actual exercises of public power. Interpretation is consequently one of the central mechanisms through which constitutional rules acquire operational meaning.